DATE
Thursday, 9 May 2019
TIME
8.30am to 5.00pm 

VENUE
JW Marriott Seoul
176, Sinbanpo-ro, Seocho-gu
Seoul 06546 South Korea 

 



 

KEYNOTE SPEAKERS

Tae Eung Kim
Standing Commissioner 
Anti-Corruption and Civil Rights Commission of Korea

 

Tae Eung Kim is Standing Commissioner of the Anti-Corruption and Civil Rights Commission (ACRC) of Korea from August 2018. Prior to his appointment, at the ACRC, he held positions of Director General for Administrative Appeals Bureau (2018), Director General for Institutional Improvement Bureau (2016-2018) and Director for General Administrative Appeals Division (2010-2016). Before joining the ACRC, he had served in the Ministry of Government Legislation. He was a Legislative Officer for Legislation Bureau of Administrative Affairs (2007-2010), Secretary for Government Legislation Minister (2005-2007), Senior Deputy Director for Legislative Planning Division (2001-2005), Deputy Director for Legislative Office (1995-2001). 

He got a bachelor’s degree in public administration from Sungkyunkwan University, Seoul, Korea in 1991, and a master’s degree in law from Sungkyunkwan University law school in 2006. He studied in Austria from 2008 to 2010.

 

 

Han Beom You
Executive Director and Board Member
Transparency International Korea

Han Beom You is the Executive Director and Board Member of Transparency International-Korea(TI-Korea) since February 2014. He is a member of Steering Committee of Civil Society Organizations Network in Korea. He has been teaching civic education course at Kyunghee University since September 2011. He has been serving as the Ombudsman of Defense Acquisition Program Administration of Korea since August 2018, and has been serving as the ombudsman of various organizations. He was a Policy Planning Officer of TI-Korea (1999-2002), Director of external affair & Communications division of Presidential Commission on Suspicious Deaths, Republic of Korea (2002-2004), Chief of The Council for the Korean Pact on Anti-Corruption and Transparency (2005-2006), Director of external affair division of Truth and Reconciliation Commission of Korea (2006-2010).

 

He got a bachelor’s degree in Laws from Kyunghee University, Seoul, Korea in 1990. In February 2019, he received an award Order of Civil Merit (Magnolia Medal) for his contribution to the fight against corruption.

 

 

Event Overview

ALB Korea Anti-Corruption Forum 2019 provides a platform for senior legal and compliance experts to share their strategies on how to better manage the ever increasing compliance obligations in both South Korea and abroad. Participants will also get practical advice on how to effectively deal with the risks associated with expanding into markets where prevailing local practices are at odds with international norms. 

ALB  Korea Anti-Corruption Forum 2019 에서는 주요 기업의 법무책임자 및 컴플라이언스 전문가들을 통해 국내외에서 지속적으로 증가하는 법규 준수의무를 보다 효과적으로 관리하는 방법에 대한 전략을 공유하는 장을 마련하였습니다아울러 본 포럼을 통해 현지 관행과 국제 규범이 상이한 시장으로의 비지니스 확장 시 이와 관련된 리스크를 보다 효과적으로 처리하는 실질적인 노하우를 얻어 가시기 바랍니다.


Why You Should Attend*:

  • Get practical take-aways from notable investigations under South Korea’s anti-corruption laws.
  • Understand how to better manage corruption risks during a cross-border M&A.
  • Discover how to craft a compliance programme that meets multi-jurisdictional regulations.
  • Gain insights into how to manage a third party infraction.
  • Learn why seemingly robust policies fall short and how to identify gaps in the policy framework.
    * program is subject to change.

교육특징*:

  • 한국의 부패방지법 하에 진행된 주목할만한 사례를 통해 실무에서 활용되는 지식을 얻을 수 있습니다.
  • 다 관할 규정을 준수하는 컴플라이언스 프로그램을 만드는 방법에 대해 학습할 수 있습니다.
  • 3자 위반의 관리방안에 대한 통찰을 얻을 수 있습니다.
  • 정책체계를 기반으로 강력한 규정이 부족해 보이는 이유와 정책과 현업의 차이에 대한 이해할 수 있습니다.

*프로그램은 일부 변경될 수 있습니다.


Who Should Attend

  • Chief Compliance Officer, Compliance Director, Chief Internal Auditor, Legal Director, Compliance Director, Vice President (Legal), Vice President, (Risk Management).
  • General Counsel, Senior Counsel, Regional Counsel, Legal Counsel, Compliance Manager, Compliance Audit Manager, Legal Manager.

수강 대상
최고준법감시인준법감시인수석내부감사법무이사준법이사법무 부사장위험관리 부사장법률고문사내변호사컴플라이언스 담당자준법감시인,법무관리자 등

 


 
All sessions covered during the ALB Korea Anti-Corruption Forum 2019 will be conducted in Korean language unless otherwise indicated differently.

ALB 코리아 반부패 포럼 2019에서 다루는 모든 세션은 다르게 명시되어 있지 않는 한 한국어로 진행됩니다.


Agenda at Glance*

For further information, please contact  Willy Leonardi at willy.leonardi@thomsonreuters.com or call +65 6870 3102 

 


 

* Forum agenda is not final and subect to further changes / 포럼 의제는 최종적이지 않으며 향후 변경 될 수 있습니다.

 

Time

Agenda

8.30am

Registration

9.30am

Opening Address:

Moving Forward in 2019 - Anti-Corruption Regulatory Developments, Governance and Enforcement Trends in South Korea

Guest-Of-Honour

Tae Eung Kim, Standing Commissioner, Anti-Corruption and Civil Rights Commission of Korea

10.00am


Address by Transparency International:

Civil Society Activities for a Clean Society: Focusing on the Transparency International Korea

Han Beom You, Executive Director and Korea Board Member, Transparency International Korea Chapter

10.40am

Refreshment Break.(30mins)

11.10am

 

Panel:

Successful Internal Investigations – Challenges, Pitfalls and Best Practices

  • Why and how to conduct an internal investigation?
  • What are the best practices of effective internal investigations
  • Common pitfalls to identify and avoid when conducting investigations
  • How to communicate with external and internal stakeholders about an investigation 
  • Applying technology & innovations to aid in investigation processes

Moderator

Daniel S. Lee, Lawyer, Kobre & Kim

 

Speakers

 

  • Seongsuk Shin, Head of Ethics and Business Integrity (Country Compliance Officer), Sanofi Korea
  • David Soonyoub Kwon, Compliance Officer, North East Asia, GFLA Market Area Compliance Office, Ericsson
  • Dae Young Kim, Head of Compliance South Korea, BNP Paribas Bank

12.20pm

Networking Luncheon.(90mins)


1.50pm

Panel:

Getting Third Parties to Help You Combat and Mitigate Corruption Risk

  • Conducting accurate and cost effective third party due diligence
  • How to comply with data protection and privacy regulations while getting key information
  • Potential red flags that could be uncovered during due diligence
  • Dealing with cross-border compliance obligations
  • High risk profiles and hidden risks to take note

Moderator

Sophie Park, Risk Proposition Specialist, Refinitiv

 

Speakers

  • Liz (Kyo-Hwa) Chung, Director, Corporate, External and Legal Affairs, Microsoft Korea
  • Dae Young Kim, Head of Compliance South Korea, BNP Paribas Bank
  • David Yongdae Lee, Head of Anti-Bribery & Corruption ASP, Financial Crime Compliance, Asia Pacific, The Hongkong and Shanghai Banking Corporation Limited

3.00pm

 

Panel

Establishing Effective Internal Control Systems to Mitigate Bribery and Corruption Risks

  • Conducting detailed corporation-wide fraud and corruption risk assessment
  • Implementation of independent whistleblower or ethics hotlines 
  • Designing and implementing effective anti-bribery and corruption framework
  • Incorporate anti-corruption procedures into M&As and JV due diligence
  • Continuous monitoring and proactive responses to fraud and corruption allegations 
Moderator
Inngeun Han, General Counsel, Daewoo Information

Speakers

 

  • YooRee Kim, General Counsel, Legal & Compliance Officer, Teva-Handok Pharmaceutical Co.
  • David Yongdae Lee, Head of Anti-Bribery & Corruption ASP, Financial Crime Compliance, Asia Pacific, The Hongkong and Shanghai Banking Corporation Limited
  • YoungDo Kim, Legal & Compliance Director, Medtronic Korea

4.20pm

Refreshment Break & End of ALB Korea Anti-Corruption Forum 2019

 

 

 


 

 
Details of participating speakers will be updated shortly. 

For speaking details, please contact Willy at willy.leonardi@thomsonreuters.com

 

Speaker / Panelists

 

Seongsuk Shin, Head of Ethics and Business Integrity (Country Compliance Officer), Sanofi Korea

Seongsuk has more than 17 years of experience working in Legal and Compliance in mainly the IT and pharmaceutical industries. She majored in law in Yonsei University (Seoul, Korea) and completed the master’s course of international public law in Seoul National University. She holds the MBA from the Korea Advanced Institute of Science and Technology, and in addition received the certification from the Healthcare Compliance Program in INSEAD (Fontainebleau, France) in 2013. 

As a compliance expert, her experience spans various fields such as anti-bribery compliance strategies and programs establishment and roll-out, rules and process integration, external stakeholders review and DD, managing external investigations, audit, testing and review of business activities/strategies, internal investigations and so forth. 

Seongsuk has been intimately involved in the progress of the compliance culture of the Korean pharmaceutical industry through her activities in the Korea Research-based Pharmaceutical Industry Association for many years.  

 

YooRee Kim, General Counsel, Legal & Compliance Officer, Teva-Handok Pharmaceutical Co

YooRee Kim is the General Counsel and Legal & Compliance Officer for Teva-Handok Pharmaceutical Co. She graduated Seoul National University with a Bachelor of law and completed the master degree in commercial law (oversees investment, multinational corporation and international arbitration). She passed the Korean Bar exam and did Judicial Apprenticeship in Judicial Research Training Institute. 

Before joining Teva-Handok, she worked in a Korean Pharmaceutical company (Daewoong Pharm Co.) that she has specialty in healthcare and life science industry including pharmaceutical. Also she worked in an IT company, NCSOFT one of the biggest IT company in Korea. Working as an in-house counsel she has many experiences especially in compliance, M&A, data privacy and so on. Recently handled DPA case and responded to governmental investigations, she has many experience in risk managing for the company. 

 

Daniel S. Lee, Lawyer, Kobre & Kim

With significant experience as a U.S. Department of Justice (DOJ) prosecutor, Daniel Lee focuses his practice on representing multinational companies in U.S. regulatory investigations and enforcement actions, with particular experience in matters involving Korea. Mr. Lee regularly investigates fraud allegations, including those related to financial fraud, government contracts fraud, money laundering and public corruption.

Before joining Kobre & Kim, Mr. Lee was a DOJ prosecutor (as an Assistant U.S. Attorney for the Western District of Texas and Special Assistant U.S. Attorney for the District of Hawaii). While serving in that capacity, Mr. Lee focused on white-collar criminal cases involving investment fraud, health care fraud, defense contractor fraud, and multijurisdictional asset forfeiture and tracing. Earlier in his career, he was a trial attorney for the U.S. Department of Defense, litigating major crimes for the Pacific region, including Korea, Japan, Hawaii and Guam. 

 



David Soonyoub Kwon, 
Compliance Officer, Ericsson

David Soonyoub Kwon is a Compliance Officer at Ericsson responsible for North East Asia (China, Hong Kong & Macau, Taiwan, Japan and South Korea). For this role, his responsibility is to assist and support stakeholders in handling all compliance matters in the region, which include Anti-Corruption, Anti-Trust and Trade Compliance. 

Before taking this role, he was a Legal Director responsible for several Ericsson subsidiaries in Korea including Ericsson-LG, a joint venture company between Ericsson and LG Electronics. Before joining Ericsson Group, he worked for several multinational companies as well as a renowned local company. David received LL.B. and LL.M. from Kyounghee Univ. School of Law in Seoul, Korea and also obtained LL.M. from Northwestern Univ. School of Law in Chicago, USA.He is an attorney at law and admitted to the DC Bar in USA

 

David Yongdae Lee, Head of Anti-Bribery & Corruption ASP, Financial Crime Compliance, Asia Pacific, The Hongkong and Shanghai Banking Corporation Limited

David Yongdae Lee is the Regional Head of Anti-Bribery & Corruption at HSBC, where he has been in the role since March of 2017. Prior to that, he was at Bank of America Merrill Lynch for approximately 10 years, where he was the AB&C lead for their global corporate political activities, including government relations and public policy lobbying, and the public sector banking and municipal finance business. Before that, he was an attorney in private practice, representing governmental contractors in the finance and aerospace industries. David received his undergraduate degree from Yale University and his juris doctorate from Columbia Law School. He is originally from Busan.

 

Inngeun Han, General Counsel, Daewoo Information

Inngeun has worked as an in-house counsel or as a compliance officer in the Hynix, IBM, BearingPoint, Accenture, and Daewoo Information System more than twenty five years.  He earned a Master of Law degree in International Business Law at the University of Alabama School of Law and passed the NY bar exam and also passed the US CPA exam of Maine USA. As a NY lawyer and USCPA having Korean law degree and US law degree, he has wide experiences in corporate legal affairs and compliance works. In particular, he has had a very important experience with compliance at current workplace. Before he joined the current company, the company was intervening in unfair business on overseas projects sponsored by the World Bank (WB) and was receiving sanction from WB. In order to get out of this sanction, he did a lot of work. He has also introduced ISO 37001 and upgraded all the company's processes and policies to the world class level. After such an effort, the company was able to get away from WB sanction successfully.

 


Dae Young Kim, Head of Compliance South Korea, BNP Paribas Bank

Mr Dae Young KIM is currently the Head of Compliance for South Korea in BNP Paribas Bank, who has joined the bank from Jan 2006. He has been certified as an IFSCO (International Financial Sanctions Compliance Officer) by BNP Paribas Bank and covers internal control and compliance related topics including Professional Ethics, Market Integrity, Financial Security and Protection of Interests of Clients. 

He graduated from Seoul National University majoring in Economics in 1988 and got both Master of Economics and Certificate for Completion of Graduate Study Program in Statistics from Duke University in 1998. He started his career from Bank of Korea in Jan 1988 until Apr 2000 primarily in the Monetary Policy Department and Office of Monetary Policy Committee and had also worked for Corporate Planning Team in Samsung Life Insurance and Daiwa Securities in Korea as Head of Compliance prior to joining BNP Paribas Bank. 

As a leading senior Compliance Officer in Korea, he actively participates in industry dialogue and took part as a speaker in the Fair Player Club Seminar for Better Regulatory Compliance co-hosted by US Embassy Seoul and Global Compact Network Korea on Oct 12, 2017. 

 

YoungDo Kim, Legal & Compliance Director, Medtronic Korea

YoungDo Kim is the Legal & Compliance Director for Medtronic Korea. He has more than 20 years of experience working in Legal & Compliance at various renowned multinational and domestic companies including medical device and pharmaceutical industries. He graduated from Korea University College of Law with LL.B. degree. He also received LL.M. degree at New York University School of Law and passed the New York Bar exam. He has been actively involved in the Ethics Committee of healthcare industry associations for several years. He is a member of Korea Commercial Arbitration Board and a co-chair of the Healthcare Committee of In-House Counsel Forum. 

 

Liz (Kyo-Hwa) Chung, Director, Corporate, External and Legal Affairs, Microsoft Korea

Liz (Kyo-Hwa) Chung leads Corporate, External and Legal Affairs (CELA) at Microsoft Korea, providing legal, compliance and government affairs support to Microsoft’s businesses in Korea. Before joining Microsoft Korea, Liz worked as a partner at Kim & Chang law firm in Seoul, specializing in the areas of international arbitration, cross-border litigation, government investigations, corporate compliance and crisis management, among others. Prior to joining Kim & Chang in 2003, Liz served as a judge in the Seoul Administrative Court and the Seoul Central District Court for 4 years. Liz earned her LL.B degree at Korea University, College of Law and LL.M degree at Harvard Law School. She is licensed to practice in Korea and the New York State. 

 

Sophie Park, Risk Proposition Specialist, Refinitiv

Sophie is Risk Proposition Specialist for South Korea at Refinitiv. Her remit is to represent the Risk Business in South Korea with a primary responsibility for generating revenues in the region. She joined Thomson Reuters in 2017 as Account Manager for the Financial & Risk sector where she served global banks and SMB corporations. Prior to that, she served and managed portfolios of individual investors from Korea and South East Asia in Crédit Industriel et Commercial private bank in Singapore in sales & relationship management and compliance team. 

Sophie holds Bachelor of Science in Hospitality Management and maintains adoration for travel. Also, Sophie is a member of Risky Women and passionate about social equality, gender balance and diversity.

 

 

CONTACT US 

 

Speaking and Program Enquiries
Willy Leonardi
willy.leonardi@thomsonreuters.com
 (+65) 6870 3102 
 
 
Sponsorship Opportunities 
Amantha Chia
(+65) 6870 3917
 

Registration
(+65) 6870 3504

Shahrin Mokhtar
shahrin.mokhtar@tr.com
(+65) 6870 3585

 

DATE
Thursday, 9 May 2019
TIME
8.30am to 5.00pm 

VENUE
JW Marriott Seoul
176, Sinbanpo-ro, Seocho-gu
Seoul 06546 South Korea
 

 

 


 

Delegate Pricing


Early Bird Rate (Ends 5 April) - Enjoy US$100 Off
Inhouse/General Counsel/Compliance       USD399.00
Government/NGO/Academia                      USD399.00
Law Firms/Service Providers/Consultants  USD799.00


Standard Rate

Inhouse/General Counsel/Compliance       USD499.00
Government/NGO/Academia                      USD499.00
Law Firms/Service Providers/Consultants  USD999.00


Contact


Jessica Mak

(65) 6870 3504 / xingyi.mak@tr.com

or

Shahrin Mokhtar
(65) 6870 3585 /
 shahrin.mokhtar@tr.com

 

수강료


얼리버드 이벤트 (4 월 5 일 종료)  
US $ 100 할인

사내변호사/률고문/컴플라이언스 담당자       USD399.00
정부기관/NGO/학계                                           USD399.00
법무법인/률서비스 제공업체/설턴트           USD799.00

정가
사내변호사/률고문/컴플라이언스 담당자       USD499.00
정부기관/NGO/학계                                           USD499.00
법무법인/률서비스 제공업체/설턴트           
USD999.00


본 행사에 참석을 희망하시는 경우
,


Jessica Mak
(65) 6870 3504 / 
xingyi.mak@tr.com

or

Shahrin Mokhtar
(65) 6870 3585 / shahrin.mokhtar@tr.com

 

 


 

 Panel Sponsors


 

 

 

Supporting Orgnization

 

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