This person will be responsible for:
- working directly with member firm leadership in advisory capacity to ensure up to date knowledge of new and existing regulations
- review and oversight of member firm market activity with noted effort to advise on the development of best practices and internal controls
- development of regulatory responses and new policy to address changes or issues within the financial industry
- developing strong relationships with member firms and other regional and global regulators
This person should have:
- demonstrated experience within the Hong Kong financial services industry, a wide range of experience will be considered as long as the candidate has strong knowledge of the securities industry and relevant regulations
- 10+ years working experience, ideally all within professional services, government or financial services
- desire to be an agent of positive change within the financial services industry in APAC
- extensive knowledge of industry standards and regulations
- ability to interface with senior management within government and financial services industry
- fluency in English & Cantonese
If you would like to apply for this role or find out more, please contact Tony Wilkey at Robert Walters on tony.wilkey@robertwalters.com.hk quoting the Job Reference WDM/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.