Job Description

This person will be responsible for:

- working directly with member firm leadership in advisory capacity to ensure up to date knowledge of new and existing regulations

- review and oversight of member firm market activity with noted effort to advise on the development of best practices and internal controls

- development of regulatory responses and new policy to address changes or issues within the financial industry

- developing strong relationships with member firms and other regional and global regulators

 

This person should have:

- demonstrated experience within the Hong Kong financial services industry, a wide range of experience will be considered as long as the candidate has strong knowledge of the securities industry and relevant regulations

- 10+ years working experience, ideally all within professional services, government or financial services

- desire to be an agent of positive change within the financial services industry in APAC

- extensive knowledge of industry standards and regulations

- ability to interface with senior management within government and financial services industry

- fluency in English & Cantonese

 

If you would like to apply for this role or find out more, please contact Tony Wilkey at Robert Walters on tony.wilkey@robertwalters.com.hk quoting the Job Reference WDM/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.

Requirements