This person will be responsible for:

- overseeing compliance across the asset management business

- ensure regional best practices by advising the business on investment restrictions and allowances, AML/KYC standards, and updates to APAC regulatory regimes

- participate in regional risk management meetings and assessments to ensure a robust system of internal controls

- partner with marketing and distribution teams to ensure all marketing materials properly align with regional and global　requirements

- act as point of contact to regional regulatory bodies; formulate responses to regulatory inquiries

- ensure regional licensing requirements are met by firm employees and entities

- other ad hoc duties as required

This person should have:

- 10+ years of experience within compliance or regulatory function in financial services

- 5+ years of direct experience within the wealth　management/investment management industry in Asia

- demonstrated knowledge of both HKMA and SFC regulations

- ability to work with front office business professionals and senior executives on a daily basis

- ability to communicate at a business level in Mandarin and English

If you would like to apply for this role or find out more, please contact Tony Wilkey at Robert Walters on tony.wilkey@robertwalters.com.hk  quoting the Job Reference WDM/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.