Due to continued growing our client is actively seeking a talented Legal Counsel at Associate Director/Director level to join their expanding team. The ideal candidate will have a minimum of 6 years post-qualified experience specialising in regulatory, equities and trading within a similar organisation. The specific responsibilities include:
• Serving as the principal contact for legal matters in Asia
• Ensure business activities are conducted in conformity with all applicable laws, regulations, internal policies and procedures
• Monitor, interpret and collaborate with others on regulations in Asia, Europe and U.S.
• Collaborate with compliance counterparts in relation to regulatory matters including process changes to comply with regulations
• Advise Asia personnel on matters concerning material non-public information
• Oversight of corporate governance processes of Asian
entities including directors meetings
• Review and negotiate legal documents, non-disclosure
agreements, account documentation, electronic trading agreements,
transaction documents, and vendor/service agreements
• Advise business personnel on various matters, as
necessary
• Advise on general corporate and investment matters including
tax, employment and company secretarial
• Assist with ad hoc projects when necessary
The successful candidate will be given considerable responsibility within a sociable and well-resourced team as well as strong long-term career development opportunities. This is a rare opportunity to join a well-managed and expanding firm.
For more information please contact Hao Tsang at hao.tsang@winchester-search.com (WS-142).