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Job Description

This person will be responsible for:

- leading a cross functional team on a high profile project to upgrade the firms existing investment compliance/investment monitoring system

- oversee day-to-day investment operations with specific emphasis on investment restriction guidelines and monitoring

- provide thought leadership and planning for new operational framework and best practices regarding investment restrictions, monitoring and governance

- partnering with senior cross-functional leadership on a regional and global level to ensure best delivery of investment compliance and operations programme

- other ad hoc duties as required

 

This person should have:

- demonstrated experience in leadership role within investment operations or investment compliance in a global asset management company

- strong ability to manage various stakeholders in a large company environment

- expert knowledge of the requirements for fund management companies with regards to investment operations and compliance, particular emphasis on pre-trade/post-trade monitoring and investment restrictions

- strong technical skills and knowledge of multiple investment monitoring systems (Bloomberg and Charles River ideal, but others are also acceptable)

- excellent ability to engage with seinor stakeholders in English

 

If you would like to apply for this role or find out more, please contact Tony Wilkey at Robert Walters on tony.wilkey@robertwalters.com.hk quoting the Job Reference WDM/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.

Requirements