This person will be responsible for:

• oversight of compliance for the Hong Kong business ensuring full alignment with the relevant regulations including Anti Money Laundering
• identification and mitigation of the firms regulatory risks in conducting its business cross border jurisdictions
• ensuring that the firm maintains the necessary licenses, authorities and/or policies and procedures to conduct cross border business in compliance with local laws or regulation
• advising business units on all matters relating to compliance
• serving as the point of contact for supervisory authorities
• taking appropriate action and reporting in accordance with internal procedures on the occurrence of a breach of laws or regulations
• updating and/or advising the Departments policies, procedures and manuals to ensure the continuing compliance with applicable rules and regulations
• developing and presenting training programmes on regulatory matters to all staff

This person must have:

• relevant University degree holder (MBA, law, finance or economics) will be an advantage
• over 10 years’ experience gained within the compliance function of an investment bank including at least 4 years’ managing others.
• strong problem solving skills with ability to solve complex regulatory problems in a creative but commercial way
• a proactive/value add approach to provide compliance advise for new business products 　
• the ability to assist the Head of Asia to lead and manage and provide guidance to the compliance team
• expert compliance knowledge and familiar with all SFC rules and regulations
• experience of dealing in multiple countries

If you would like to apply for this role or find out more, please contact Tony Wilkey at Robert Walters on tony.wilkey@robertwalters.com.hk quoting the Job Reference WDM/. Find out more Legal & Compliance job opportunities or information, visit our website www.robertwalters.com.hk.