BY | 15 Aug 18
Great opportunity to work with partners with extensive experience in a range of cross-border financings on marquee deals
BY | 17 Jul 18
You will have technical knowledge of financial services regulatory issues to support lawyers whose practices include financial services regulatory areas. Act as a trusted adviser to the business, contributing to partner le
BY | 06 Jul 18
Strategic growth plans means this global leader in offshore law requires a talented senior associate with top tier firm experience and excellent business development background.
BY | 15 Feb 18
This team is focused on successfully implementing on key strategic projects for the bank involving Global Markets projects such as the migration of the Equity and Fixed Income derivatives businesses from EMEA to APAC, conducting cross border and Singapore due diligence on issuance of structured p
This person will be responsible for:
- working directly with member firm leadership in advisory capacity to ensure up to date knowledge of new and existing regulations
This global asset manager is hiring several junior or mid-level compliance officers to work in a tighly knit regional team of roughly 30 people.
- all aspects of day-to-day AML operations including KYC checking, CDD, investigations of suspicious activity, analsis of internal controls and development of new best practices
- leadership within the breadth of the compliance function including monitoring investment and sales operations, investment compliance, and advising on internal controls
- primarily monitoring the funds portfolio and relevant investment restrictions
- daily monitoring and oversight of portfolio limits and ensuring the trading activity aligns with portfolio mandates
- leading a cross functional team on a high profile project to upgrade the firms existing investment compliance/investment monitoring system